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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-24 |
| PA | RA | APPROVED | 2024-10-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Lebanon | PA | 04/2023 | Present |
| Delaches Fishing Assoc Inc | Palmyra | PA | 11/2021 | Present |
| The Penn Hotel And Raw Bar | Hershey | PA | 11/2019 | Present |
| Rotunda Brew Pub | Hershey | PA | 11/2019 | 04/2023 |
| New York Fitness Clubs | Palmyra | PA | 05/2013 | 11/2019 |
The Penn Hotel Sports and Raw Bar, non-investment related, 600 W Old Chocolate Ave, Hershey, PA 17033, Restaurant, Bartender/server, Nov 2019, 24 hrs/month Delaches Fishing Assoc Inc, non-investment related, 5450 Elizabethtown Rd, Palmyra, PA 17078, Canteen, Bartender, 2021, 14 hrs/month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-09 |
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