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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-10-11 |
| PA | RA | APPROVED | 2017-09-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Lemoyne | PA | 07/2017 | Present |
| Discovery Communications | New York | NY | 12/2014 | 07/2017 |
RENTAL PROPERTY, INV RELATED, JONESTOWN, PA, 100% OWNERSHIP, START 5/24/2021, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, LANDLORD. 69 VENTURES LLC; INV RELATED; LANCASTER, PA; 50% OWNERSHIP; START 7/21/2023; 2 HOURS PER MONTH; 0 HOURS DURING TRADING. TO HOLD RENTAL PROPERTIES. POWER OF ATTORNEY FOR GRANDMOTHER, INV RELATED, LEBANON, PA, START: 1/1/2024, 2 HOURS A MONTH, 0 HOURS DURING TRADING. LEKZ VENTURES LLC; INV. RELATED; LANCASTER, PA; 50% OWNERSHIP; RENTAL INCOME; START DATE 3/1/2024; 2 HOURS PER WEEK; 0 HOURS DURING BUSINESS. RENTAL PROPERTY; INV. RELATED; LEBANON, PA; 50% OWNERSHIP; COMMERCIAL BUILDING FOR BRANCH OFFICE; 5/2024; 2 HOURS PER WEEK; 0 HOURS DURING BUSINESS. ESTATE OF LOWELL J SHERMAN ; INV RELATED;LEBANON,PA; SERVCE AS EXECUTO; EXECUTOR/CO-EXECUTOR/PERSONAL REPRESENTATIVE; START DATE: 08/19/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-15 |
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