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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-09-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sovereign Bank | Lebanon | PA | 10/2010 | 05/2017 |
| Santander Securities Llc | Guaynabo | PR | 09/2012 | 05/2017 |
| Lpl Financial Services | Lebanon | PA | 06/2017 | 08/2025 |
| First Citizens Community Bank | Lebanon | PA | 06/2017 | 08/2025 |
| Wells Fargo Clearing Services, Llc | Lebanon | PA | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-29 |
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