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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-08-05
TX RA APPROVED 2024-11-26
  • NY RA
    APPROVED
    Since 2026-08-05
  • TX RA
    APPROVED
    Since 2024-11-26

Branch Locations

277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States

50 Rowes Wharf 4Th Floor, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Boston MA 06/2024 Present
Jpmorgan Chase Bank, N.A. Boston MA 06/2024 Present
Scarlet Oak Tavern Hingham MA 06/2022 08/2022
Trinity College Hartford CT 10/2021 12/2021
Trinity College Hartford CT 09/2020 05/2024
Unemployed Hingham MA 06/2014 08/2020
  • 06/2024 → Present
    Boston, MA
  • 06/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Boston, MA
  • 06/2022 → 08/2022
    Scarlet Oak Tavern
    Hingham, MA
  • 10/2021 → 12/2021
    Trinity College
    Hartford, CT
  • 09/2020 → 05/2024
    Trinity College
    Hartford, CT
  • 06/2014 → 08/2020
    Unemployed
    Hingham, MA
Other Businesses

Effective 6/10/2024 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-22
  • S66 Uniform Combined State Law Examination
    2024-11-22
Other Names
  • Lucy Roof
  • Louise Sperry Roof

View on SEC IAPD

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