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Darion James Elder

Wells Fargo Clearing Services, LLC

Raleigh, NC

Raleigh, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-07-14
  • NC RA
    APPROVED
    Since 2023-07-14

Branch Locations

3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States

2001 Clark Ave Ste 200, Raleigh, NC 27605 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Durham NC 04/2023 Present
Wells Fargo Bank, Na Durham NC 02/2016 Present
Other Businesses

BUNN DJ COMPANY; NOT INV RELATED; RALEIGH, NC; INDEPENDENT DJ; START 11/14/2023; 5 HOURS PER MONTH; 0 HOURS DURING TRADING; INDEPENDENT DJ.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-14
S63 Uniform Securities Agent State Law Examination 2023-06-20
  • S65 Uniform Investment Adviser Law Examination
    2023-07-14
  • S63 Uniform Securities Agent State Law Examination
    2023-06-20

View on SEC IAPD

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Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
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