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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-03
CA RA APPROVED 2024-09-13
  • TX RA
    APPROVED
    Since 2026-03-03
  • CA RA
    APPROVED
    Since 2024-09-13

Branch Locations

135 N Los Robles Avenue, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
East West Bank Beverly Hills CA 11/2022 Present
University Of Southern California Los Angeles CA 08/2020 10/2022
University Of California, Irvine Irvine CA 09/2016 07/2020
Cetera Investment Services Llc St Cloud MN 05/2023 Present
Cetera Investment Advisers Llc Beverly Hills CA 09/2024 Present
  • 11/2022 → Present
    East West Bank
    Beverly Hills, CA
  • 08/2020 → 10/2022
    University Of Southern California
    Los Angeles, CA
  • 09/2016 → 07/2020
    University Of California, Irvine
    Irvine, CA
  • 05/2023 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 09/2024 → Present
    Beverly Hills, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-09-12
S63 Uniform Securities Agent State Law Examination 2022-11-01
  • S65 Uniform Investment Adviser Law Examination
    2024-09-12
  • S63 Uniform Securities Agent State Law Examination
    2022-11-01
Other Names
  • Webster Jiang

View on SEC IAPD

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