Nicholas Odell Manthei

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2023 → 08/2023
  Ubs Financial Services Inc.
  Weehawken, NJ
• 01/2022 → 06/2022
  Harken Capital Securities, Llc
  Boston, MA
• 06/2022 → 08/2022
  Christian Camps And Conferences
  Alton, NH
• 06/2021 → 08/2021
  Christian Camps And Conferences
  Alton, NH
• 05/2020 → 01/2021
  Handler Thayer, Llp
  Washington, DC
• 01/2021 → 01/2021
  Doordash
  Potomac, MD
• 08/2024 → Present
  Ubs Securities Llc
  Weehawken, NJ
• 08/2020 → 05/2021
  Boston College
  Chestnut Hill, MA
• 08/2021 → 05/2022
  Boston College
  Chestnut Hill, MA
• 08/2022 → 05/2023
  Boston College
  Chestnut Hill, MA
• 08/2023 → 05/2024
  Boston College
  Chestnut Hill, MA
• 05/2014 → 04/2020
  Unemployed
  Potomac, MD

Exams

• S66 Uniform Combined State Law Examination
  2024-10-27