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Nicholas Odell Manthei

Ubs Financial Services Inc.

New York, NY

Weehawken, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-03-19
NJ RA APPROVED 2024-10-28
  • NY RA
    APPROVED
    Since 2026-03-19
  • NJ RA
    APPROVED
    Since 2024-10-28

Branch Locations

11 Madison Avenue, New York, NY 10010 • United States

Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Weehawken NJ 06/2023 08/2023
Harken Capital Securities, Llc Boston MA 01/2022 06/2022
Christian Camps And Conferences Alton NH 06/2022 08/2022
Christian Camps And Conferences Alton NH 06/2021 08/2021
Handler Thayer, Llp Washington DC 05/2020 01/2021
Doordash Potomac MD 01/2021 01/2021
Ubs Securities Llc Weehawken NJ 08/2024 Present
Boston College Chestnut Hill MA 08/2020 05/2021
Boston College Chestnut Hill MA 08/2021 05/2022
Boston College Chestnut Hill MA 08/2022 05/2023
Boston College Chestnut Hill MA 08/2023 05/2024
Unemployed Potomac MD 05/2014 04/2020
  • 06/2023 → 08/2023
    Ubs Financial Services Inc.
    Weehawken, NJ
  • 01/2022 → 06/2022
    Harken Capital Securities, Llc
    Boston, MA
  • 06/2022 → 08/2022
    Christian Camps And Conferences
    Alton, NH
  • 06/2021 → 08/2021
    Christian Camps And Conferences
    Alton, NH
  • 05/2020 → 01/2021
    Handler Thayer, Llp
    Washington, DC
  • 01/2021 → 01/2021
    Doordash
    Potomac, MD
  • 08/2024 → Present
    Ubs Securities Llc
    Weehawken, NJ
  • 08/2020 → 05/2021
    Boston College
    Chestnut Hill, MA
  • 08/2021 → 05/2022
    Boston College
    Chestnut Hill, MA
  • 08/2022 → 05/2023
    Boston College
    Chestnut Hill, MA
  • 08/2023 → 05/2024
    Boston College
    Chestnut Hill, MA
  • 05/2014 → 04/2020
    Unemployed
    Potomac, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-27
  • S66 Uniform Combined State Law Examination
    2024-10-27

View on SEC IAPD

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