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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-03-18 |
| TX | RA | APPROVED | 2025-03-18 |
Branch Locations
4141 Parklake Ave Ste 450, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Survios | Raleigh | NC | 04/2023 | 05/2023 |
| Unemployed | Raleigh | NC | 02/2023 | 04/2023 |
| Survios | Los Angeles | CA | 01/2022 | 02/2023 |
| Sonosa | Los Angeles | CA | 06/2020 | 01/2022 |
| Pcb Productions | Los Angeles | CA | 05/2019 | 01/2022 |
| Self Employed | Los Angeles | CA | 05/2017 | 01/2020 |
| Digital Hearts, Usa | Los Angeles | CA | 07/2017 | 01/2018 |
| Sonic Fuel Studios | Los Angeles | CA | 04/2017 | 06/2017 |
| University North Carolina School Of The Arts | Winston-Salem | NC | 08/2015 | 05/2017 |
| Thrivent Investment Management Inc | Raleigh | NC | 04/2023 | 03/2025 |
| Thrivent Financial | Appleton | WI | 05/2023 | 11/2023 |
| Thrivent Financial | Appleton | WI | 11/2023 | 03/2025 |
| Principal Securities Inc | Raleigh | NC | 03/2025 | Present |
| Principal Securities | Raleigh | NC | 03/2025 | Present |
**INSURANCE POSITION: Jason Obermeier NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 03/17/2025 ADDRESS: 4141 Parklake Avenue, Suite 450, Raleigh NC 27612, United States DESCRIPTION: Sales and service of fixed life, fixed annuities, DI, LTC, health, and group benefits. **JASON OBERMEIER POSITION: Composer Royalties NATURE: Royalty Earnings INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 3918 Massey Run, Raleigh NC 27616, United States DESCRIPTION: Jason Obermeier previously worked as a composer for film and television and continues to receive royalty payments for music composed and published in the past. This activity is passive in nature and does not involve any ongoing time commitment or business operations. **JASON OBERMEIER POSITION: Real Estate Sales NATURE: Real Estate Sales/Broker INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 04/19/2022 ADDRESS: 3918 Massey Run, Raleigh NC 27616, United States DESCRIPTION: Jason Obermeier is engaged in a passive real estate business involving the purchase and resale or rental of vacant land and/or real property. This activity requires no more than five hours per week and is conducted outside of investment advisory hours. Jason Obermeier does not hold a real estate license and does not act as a broker or agent. **JASON OBERMEIER (SELF) POSITION: Passive Investor NATURE: Investor (LLC, LP, REIT) INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/22/2026 ADDRESS: 3918 Massey Run, Raleigh NC 27616, United States DESCRIPTION: Passive personal investments in private placements, crowdfunding opportunities, and other alternative investments where I serve solely as a passive investor and not as an owner, operator, or manager. These activities are separate from my securities business and do not present a conflict of interest. No clients or prospects are solicited, referred, or involved.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-03 |
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