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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Evans Agency Llc | Wellsville | NY | 05/2015 | 10/2018 |
| Arthur J Gallagher | Rochester | NY | 10/2018 | 06/2019 |
| Pm Research Inc. | Wellsville | NY | 06/2019 | 02/2023 |
| Maple City Financial Services | Hornell | NY | 03/2023 | 07/2025 |
| Cadaret Grant & Co., Inc. | Hornell | NY | 04/2023 | 07/2025 |
| Lpl Financial Llc | Hornell | NY | 07/2025 | Present |
1. 07/10/2025- Auman Adventures LLC- Business Owner- Not INV Related- Home Based- Start 08/07/2024 2. 07/10/2025- Maple City Savings Bank- Financial Institution Duty- INV Related- At Reported Business Location(s)- Start date 04/12/2023- 128 Hours Per Month- 128 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-28 |
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