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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-06-17
  • NY RA
    APPROVED
    Since 2026-06-17

Branch Locations

804 North Goodman Street, Rochester, NY 14609 • United States

300 Hylan Dr, Rochester, NY 14623 • United States

4218 Lakeville Rd, Geneseo, NY 14454 • United States

23 Comomercial St, Livonia, NY 14487 • United States

1900 Empire Blvd, Webster, NY 14580 • United States

3330 Monroe Ave, Pittsford, NY 14618 • United States

189 Main St, Dansville, NY 14437 • United States

109 S Main St, Naples, NY 14512 • United States

2490 N Main St, Warsaw, NY 14569 • United States

68 Genesee St, Avon, NY 14414 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Staples Framingham MA 12/1992 10/2018
Unemployed North Chili NY 11/2018 11/2018
Equitable Advisors, Llc New York NY 12/2018 08/2020
Citizens Securities Inc. Rochester NY 09/2020 07/2024
Unemployed North Chili NY 08/2024 08/2024
J.P. Morgan Securities Llc Rochester NY 09/2024 03/2026
Jpmorgan Chase Bank, N.A. Rochester NY 09/2024 03/2026
Lpl Financial Rochester NY 06/2026 Present
Community Bank N.A. Rochester NY 06/2026 Present
Unemployed North Chili NY 03/2026 06/2026
  • 12/1992 → 10/2018
    Staples
    Framingham, MA
  • 11/2018 → 11/2018
    Unemployed
    North Chili, NY
  • 12/2018 → 08/2020
    New York, NY
  • 09/2020 → 07/2024
    Rochester, NY
  • 08/2024 → 08/2024
    Unemployed
    North Chili, NY
  • 09/2024 → 03/2026
    Rochester, NY
  • 09/2024 → 03/2026
    Jpmorgan Chase Bank, N.A.
    Rochester, NY
  • 06/2026 → Present
    Lpl Financial
    Rochester, NY
  • 06/2026 → Present
    Community Bank N.A.
    Rochester, NY
  • 03/2026 → 06/2026
    Unemployed
    North Chili, NY
Previous Registrations
Other Businesses

1. 06/2026 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Nottingham Investment Services - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 6/17/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-13
  • S66 Uniform Combined State Law Examination
    2019-03-13
Other Names
  • Joseph Fox
  • Joseph M Fox
  • Joseph Matthew Fox

View on SEC IAPD

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