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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Maple City Financial Services | Hornell | NY | 04/2019 | Present |
| Maple City Savings Bank, Fsb | Hornell | NY | 07/2017 | Present |
| Insero & Company Cpas, Llp | Corning | NY | 04/2015 | 07/2017 |
| Cadaret Grant & Co., Inc. | Hornell | NY | 03/2021 | 07/2025 |
| Lpl Financial Llc | Hornell | NY | 07/2025 | Present |
1- 07/2025 - Nicholas Kelley, Accountant - Tax Prep/Accounting/CPA - Invesment Related - At Reported Business Location(s) - Start Date 01/01/2019 - 12 hours per month/ 0 hours during trading 2- 07/2025 - Maple City Financial Services - Financial Institution Duty - CFO/Registered Support Staff - Investment Related - At Reported Business Location(s) - Start Date 04/01/2019 - 160 hours per month/ during trading 3- 07/2025 - Maple City Savings Bank, FSB - Financial Institution Duty - CFO - Investment Related - At Reported Business Location(s) - Start Date 07/24/2017 - 160 hours per month/ during trading 4- 07/2025 - Black Mountain WAR LLC - Farm - Owner - Not Investment Related - Angelica, NY - Start Date 08/26/2021 - 12 hours per month/ 0 hours during trading 5- 07/2025 - Black Mountain Storage LLC - Real Estate Rental - Not Investment Related - Angelica, NY - Start Date 08/01/2023 - 12 hours per month/ 0 hours during trading 6- 07/2025 - St. James Hospital - Non-Profit Board Member - Secretary - Not Investment Related - Hornell, NY - Start Date 01/01/2021 - 3 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-24 |
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