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Nicholas Kelley

LPl Financial LLC

Hornell, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-07-10
  • NY RA
    APPROVED
    Since 2025-07-10

Branch Locations

1 Broadway Mall, Hornell, NY 14843 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Maple City Financial Services Hornell NY 04/2019 Present
Maple City Savings Bank, Fsb Hornell NY 07/2017 Present
Insero & Company Cpas, Llp Corning NY 04/2015 07/2017
Cadaret Grant & Co., Inc. Hornell NY 03/2021 07/2025
Lpl Financial Llc Hornell NY 07/2025 Present
  • 04/2019 → Present
    Maple City Financial Services
    Hornell, NY
  • 07/2017 → Present
    Maple City Savings Bank, Fsb
    Hornell, NY
  • 04/2015 → 07/2017
    Insero & Company Cpas, Llp
    Corning, NY
  • 03/2021 → 07/2025
    Cadaret Grant & Co., Inc.
    Hornell, NY
  • 07/2025 → Present
    Hornell, NY
Previous Registrations
  • 2022-03-29 → 2025-07-10
    Cadaret, Grant & Co., Inc.
    Hornell, NY
    Syracuse, NY
Other Businesses

1- 07/2025 - Nicholas Kelley, Accountant - Tax Prep/Accounting/CPA - Invesment Related - At Reported Business Location(s) - Start Date 01/01/2019 - 12 hours per month/ 0 hours during trading 2- 07/2025 - Maple City Financial Services - Financial Institution Duty - CFO/Registered Support Staff - Investment Related - At Reported Business Location(s) - Start Date 04/01/2019 - 160 hours per month/ during trading 3- 07/2025 - Maple City Savings Bank, FSB - Financial Institution Duty - CFO - Investment Related - At Reported Business Location(s) - Start Date 07/24/2017 - 160 hours per month/ during trading 4- 07/2025 - Black Mountain WAR LLC - Farm - Owner - Not Investment Related - Angelica, NY - Start Date 08/26/2021 - 12 hours per month/ 0 hours during trading 5- 07/2025 - Black Mountain Storage LLC - Real Estate Rental - Not Investment Related - Angelica, NY - Start Date 08/01/2023 - 12 hours per month/ 0 hours during trading 6- 07/2025 - St. James Hospital - Non-Profit Board Member - Secretary - Not Investment Related - Hornell, NY - Start Date 01/01/2021 - 3 hours per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-24
  • S66 Uniform Combined State Law Examination
    2022-03-24

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