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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-11-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 10/2008 | Present |
| J.P. Morgan Chase Bank, Na | New York | NY | 01/2017 | 07/2025 |
| 450 Putnam Avenue Llc | Brooklyn | NY | 02/2022 | Present |
Entity Name: The Franklin Investment related: Yes Address: 448 Franklin Avenue, Brooklyn NY 11238 Nature of the other business: Restaurant Position/Title/Relationship: Owner/Partner Start Date: 08/15/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: 1-Wine bar 2-Responsibilities are very limited, silent investor role. 3-No similar role in JPMC. 4-No connection to JPMC " Entity Name: 450 Putnam Avenue LLC Investment related: No Address: Brooklyn NY 11238 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 02/28/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Renting place out.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-17 |
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