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Alphonse Janvier

J.P. Morgan Securities LLC

New York, NY

CRD 3192651

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-11-07
  • NY RA
    APPROVED
    Since 2023-11-07

Branch Locations

270 Park Ave Floor 10, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 10/2008 Present
J.P. Morgan Chase Bank, Na New York NY 01/2017 07/2025
450 Putnam Avenue Llc Brooklyn NY 02/2022 Present
  • 10/2008 → Present
    New York, NY
  • 01/2017 → 07/2025
    J.P. Morgan Chase Bank, Na
    New York, NY
  • 02/2022 → Present
    450 Putnam Avenue Llc
    Brooklyn, NY
Other Businesses

Entity Name: The Franklin Investment related: Yes Address: 448 Franklin Avenue, Brooklyn NY 11238 Nature of the other business: Restaurant Position/Title/Relationship: Owner/Partner Start Date: 08/15/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: 1-Wine bar 2-Responsibilities are very limited, silent investor role. 3-No similar role in JPMC. 4-No connection to JPMC " Entity Name: 450 Putnam Avenue LLC Investment related: No Address: Brooklyn NY 11238 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 02/28/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Renting place out.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-30
S63 Uniform Securities Agent State Law Examination 2000-03-17
  • S66 Uniform Combined State Law Examination
    2021-11-30
  • S63 Uniform Securities Agent State Law Examination
    2000-03-17
Other Names
  • Alphonse Janvier
  • Alphonse Janvier

View on SEC IAPD

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