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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-10-17 |
| TX | RA | APPROVED | 2025-10-17 |
Branch Locations
399 Park Avenue 12Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co. Llc | New York | NY | 07/2024 | 07/2025 |
| Morgan Stanley & Co. Llc | New York | NY | 06/2023 | 08/2023 |
| Altamont Capital Partners | Palo Alto | CA | 06/2022 | 08/2022 |
| Olympia North | Houston | TX | 05/2021 | 02/2022 |
| Stanford University | Palo Alto | CA | 03/2021 | 05/2024 |
| Graticule Asset Management Asia | Singapore | 06/2021 | 09/2021 | |
| Launchx | Boston | MA | 05/2020 | 08/2020 |
| Westlake High School | Austin | TX | 08/2020 | 06/2024 |
| Hill Country Middle School | Austin | TX | 08/2016 | 05/2020 |
| Morgan Stanley Smith Barney Llc | New York | NY | 01/2025 | Present |
*682516 - Coaching / Tutoring; Investment related: No; New York, New York; Education:Consulting; Employee:Officer (proprietor, partner, officer, director, employee, trustee, agent); 03/2026; During business hours: 0; After business hours: 10; Business Development/Growth *699402- Strategy for Small Businesses; Investment related No; New York, New York; Art/Culture:Consulting:Restaurant/Bar/Nightclub; Employee:Officer (proprietor, partner, officer, director, employee, trustee, agent); 06/2026; During business hours: 0; After business hours: 10; Business Development/Growth:Sales/Marketing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 2024-08-24 |
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