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Nicholas Whittlesey

Charles Schwab & Co., Inc.

Frisco, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-08
  • TX RA
    APPROVED
    Since 2025-03-08

Branch Locations

6765 Winning Drive Suite 825, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Talus Payments Dallas TX 08/2016 08/2020
Nicholas Whittlesey Farmers Branch TX 04/2020 04/2023
Amerifirst Financial, Inc. Colleyville TX 10/2020 07/2021
Great Western Financial, Llc. Plano TX 07/2021 02/2023
Unemployed Farmers Branch TX 02/2023 04/2023
Charles Schwab & Co., Inc. Frisco TX 04/2023 Present
Charles Schwab Bank, Ssb Frisco TX 01/2026 Present
  • 08/2016 → 08/2020
    Talus Payments
    Dallas, TX
  • 04/2020 → 04/2023
    Nicholas Whittlesey
    Farmers Branch, TX
  • 10/2020 → 07/2021
    Amerifirst Financial, Inc.
    Colleyville, TX
  • 07/2021 → 02/2023
    Great Western Financial, Llc.
    Plano, TX
  • 02/2023 → 04/2023
    Unemployed
    Farmers Branch, TX
  • 04/2023 → Present
    Charles Schwab & Co., Inc.
    Frisco, TX
  • 01/2026 → Present
    Charles Schwab Bank, Ssb
    Frisco, TX
Other Businesses

1) NTHOA | Investment Related:No|Sports/Physical Recreation|Referee/Official|4/1/2020|20-40|0|I am an ice hockey referee/official for youth and adult leagues.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-07
S63 Uniform Securities Agent State Law Examination 2023-08-09
  • S66 Uniform Combined State Law Examination
    2025-03-07
  • S63 Uniform Securities Agent State Law Examination
    2023-08-09
Other Names
  • Nick Whittlesey

View on SEC IAPD

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BSIP SLP GP, LLC · FRISCO, TX
MCCLURE CAPITAL ADVISORS, INC. · FRISCO, TX
MAVERICK TECH FUND MANAGER · FRISCO, TX
WAYMAKER PARTNERS, LLC · FRISCO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX
RBC CAPITAL MARKETS, LLC · Frisco, TX
CG ADVISORY SERVICES · Frisco, TX
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