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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-12
MD RA APPROVED 2024-10-09
  • TX RA
    APPROVED
    Since 2024-11-12
  • MD RA
    APPROVED
    Since 2024-10-09

Branch Locations

11810 Grand Park Ave, North Bethesda, MD 20852 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Mclean VA 11/2022 09/2024
Mcwilliams Ballard Alexandria VA 02/2016 12/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated North Bethesda MD 09/2024 Present
Bank Of America, N.A. North Bethesda MD 10/2024 Present
Previous Registrations
Other Businesses

I*2021273, Entity Type, Name of OBA: Elegant Forever Bridal Boutique Address: Frederick, MD 21704 Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 10/31/2024 No Hours: 1 No Hours during trading: 0 Duties: Local Bridal Boutique in Frederick Maryland that is owned by my sister, L. H. L.. My role would be as a social media consultant to help drive traffic to the website. I*2215260, Entity Type: For Profit, Name of OBA: TURO, Address: ADAMSTOWN, Maryland, 21710, Investment Related: No, Position, Title, Association: Other, Employee State Date: 03/10/2025, No Hours: 0 Weekly, No Hours during Trading: 0 Weekly, Duties: CAR SHARING MARKETPLACE WHERE YOU CAN LIST YOUR PERSONAL VEHICLE TO BE RENTED AND BE USED BY CUSTOMERS OF THE CAR SHARING MARKETPLACE. MY PERSONAL VEHICLE WILL BE LISTED ON THE TURO ONLINE PLATFORM AND I WILL RECEIVE COMPENSATION FROM RENTERS WHO USE THE CAR. NO OTHER RESPONSIBILITIES ARE EXPECTED FROM ME. I*: 2430283 Entity Type: For profit Name of OBA: JML Inc. Address: Adamstown, MD 21710 Investment Related: No Position, Title, Association: owner Employee Start Date: 06/21/2005 Number of Hours: 12 hrs annually Number of Hours during trading: 0 Duties: Acquire, sell or lease real estate properties for personal purposes only.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-28
  • S66 Uniform Combined State Law Examination
    2023-07-28
Other Names
  • James Manuel Lobocchiaro

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