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220 S. King St Suite 1705, Honolulu, HI 96813-4539 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2023-05-18 |
Branch Locations
220 S. King St Suite 1705, Honolulu, HI 96813-4539 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alakai Global Inc. | Honolulu | HI | 09/2018 | Present |
| First Risk Management Inc. | Honolulu | HI | 03/2003 | 08/2018 |
| Alakai Group, Inc. | Honolulu | HI | 01/2023 | Present |
| Alakai Securities Inc | Honolulu | HI | 03/2023 | Present |
| Alakai Financial, Inc. | Honolulu | HI | 08/2020 | Present |
| Alakai Life, Inc. | Honolulu | HI | 01/2021 | Present |
Alakai Group, Inc. Not investment related. 220 S. King St, Suite 1705 Honolulu, HI 96813 Nature of other business: Group holding company Position: Management Title: Owner, Executive Vice President Start date: January 29, 2023 Approximately 8 hours a month spent on this other business. Approximately 8 hours a month spent on this other during securities trading hours. Main duty is to manage the operations of the group holding companies. Alakai Global, Inc. Not investment related. 220 S. King St, Suite 1705 Honolulu, HI 96813 Nature of other business: Captive insurance management services Position: Management Title: Owner, Executive Vice President Start date: August 3, 2018 Approximately 40 hours a month spent on this other business. Approximately 40 hours a month spent on this other during securities trading hours. Main duty is to manage captive insurance services provided to clients. Alakai Financial, Inc. Not investment related. 220 S. King St, Suite 1705 Honolulu, HI 96813 Nature of other business: Accounting and tax services Position: Management Title:Owner, Executive Vice President Start date: August 20, 2020 Approximately 80 hours a month spent on this other business. Approximately 80 hours a month spent on this other during securities trading hours. Main duty is to manage accounting and tax services provided to clients. Alakai Life, Inc. Not investment related. 220 S. King St, Suite 1705 Honolulu, HI 96813 Nature of other business: Life insurance agency Position: Management Title: Owner, Executive Vice President Start date: January 25, 2021 Approximately 40 hours a month spent on this other business. Approximately 40 hours a month spent on this other during securities trading hours. Main duty is to manage life insurance products provided to clients.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-12-12 |
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