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Colin Mamoru Teraoka

Alakai Securities Inc.

Honolulu, HI

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Current Employers
Alakai Securities Inc.

220 S. King St Suite 1705, Honolulu, HI 96813-4539 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2023-05-18
  • HI RA
    APPROVED
    Since 2023-05-18

Branch Locations

220 S. King St Suite 1705, Honolulu, HI 96813-4539 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alakai Global Inc. Honolulu HI 09/2018 Present
First Risk Management Inc. Honolulu HI 03/2003 08/2018
Alakai Group, Inc. Honolulu HI 01/2023 Present
Alakai Securities Inc Honolulu HI 03/2023 Present
Alakai Financial, Inc. Honolulu HI 08/2020 Present
Alakai Life, Inc. Honolulu HI 01/2021 Present
  • 09/2018 → Present
    Alakai Global Inc.
    Honolulu, HI
  • 03/2003 → 08/2018
    First Risk Management Inc.
    Honolulu, HI
  • 01/2023 → Present
    Alakai Group, Inc.
    Honolulu, HI
  • 03/2023 → Present
    Honolulu, HI
  • 08/2020 → Present
    Alakai Financial, Inc.
    Honolulu, HI
  • 01/2021 → Present
    Alakai Life, Inc.
    Honolulu, HI
Other Businesses

Alakai Group, Inc. Not investment related. 220 S. King St, Suite 1705 Honolulu, HI 96813 Nature of other business: Group holding company Position: Management Title: Owner, Executive Vice President Start date: January 29, 2023 Approximately 8 hours a month spent on this other business. Approximately 8 hours a month spent on this other during securities trading hours. Main duty is to manage the operations of the group holding companies. Alakai Global, Inc. Not investment related. 220 S. King St, Suite 1705 Honolulu, HI 96813 Nature of other business: Captive insurance management services Position: Management Title: Owner, Executive Vice President Start date: August 3, 2018 Approximately 40 hours a month spent on this other business. Approximately 40 hours a month spent on this other during securities trading hours. Main duty is to manage captive insurance services provided to clients. Alakai Financial, Inc. Not investment related. 220 S. King St, Suite 1705 Honolulu, HI 96813 Nature of other business: Accounting and tax services Position: Management Title:Owner, Executive Vice President Start date: August 20, 2020 Approximately 80 hours a month spent on this other business. Approximately 80 hours a month spent on this other during securities trading hours. Main duty is to manage accounting and tax services provided to clients. Alakai Life, Inc. Not investment related. 220 S. King St, Suite 1705 Honolulu, HI 96813 Nature of other business: Life insurance agency Position: Management Title: Owner, Executive Vice President Start date: January 25, 2021 Approximately 40 hours a month spent on this other business. Approximately 40 hours a month spent on this other during securities trading hours. Main duty is to manage life insurance products provided to clients.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-12
  • S65 Uniform Investment Adviser Law Examination
    2022-12-12
Other Names
  • Colin Teraoka

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