Lisa Moore Cook

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1999 → Present
  First Tennessee Brokerage, Inc.
  Memphis, TN
• 10/2013 → Present
  Ftb Advisors, Inc.
  Memphis, TN
• 08/2025 → Present
  Lpl Financial Llc
  Memphis, TN

Previous Registrations

• 2004-03-18 → 2025-08-21
  First Horizon Advisors, Inc.
  Memphis, TN
  Memphis, TN
  Memphis, TN
  Memphis, TN
• 2008-09-03 → 2013-10-10
  Ftb Advisors, Inc.
  Memphis, TN

Other Businesses

1. 08/21/2025- Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors- Inv Rel- At Reported Business Location (s)- 160 Hrs Per Mnth/Trading- Start Date 08/26/2025 2. 08/21/2025- First Horizon Bank Trust Division- Notary- INV Related- At Reported Business Location(s)- Start date 01/29/2023 3. 08/21/2025-FIRST HORIZON-Financial Institution Duty- INV Related- At Reported Business Location(s)- Start date 10/10/2013- 160 Hours Per Month- 160 Hours During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-05-03

Other Names

• Lisa Moore