Best Investors Account Sign in

Carolyn Torres

Ubs Financial Services Inc.

New York, NY

Weehawken, NJ

CRD 7712113

Claim This Profile
Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-03-19
NJ RA APPROVED 2024-09-18
  • NY RA
    APPROVED
    Since 2026-03-19
  • NJ RA
    APPROVED
    Since 2024-09-18

Branch Locations

299 Park Avenue 8Th,9Th And 11Th Floor, New York, NY 10171 • United States

Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hot N' Crazy Crab Brandon FL 01/2020 07/2024
Jimmy Hula's Brandon FL 07/2018 01/2020
University Of Florida Gainesville FL 11/2023 05/2024
Aetna, A Cvs Health Company Hartford CT 06/2022 08/2022
Ubs Securities Llc Weehawken NJ 06/2023 08/2023
Ubs Financial Services Inc. Weehawken NJ 08/2024 Present
University Of Florida Gainesville FL 08/2020 05/2024
Bloomingdale High School Valrico FL 08/2016 05/2020
  • 01/2020 → 07/2024
    Hot N' Crazy Crab
    Brandon, FL
  • 07/2018 → 01/2020
    Jimmy Hula's
    Brandon, FL
  • 11/2023 → 05/2024
    University Of Florida
    Gainesville, FL
  • 06/2022 → 08/2022
    Aetna, A Cvs Health Company
    Hartford, CT
  • 06/2023 → 08/2023
    Ubs Securities Llc
    Weehawken, NJ
  • 08/2024 → Present
    Ubs Financial Services Inc.
    Weehawken, NJ
  • 08/2020 → 05/2024
    University Of Florida
    Gainesville, FL
  • 08/2016 → 05/2020
    Bloomingdale High School
    Valrico, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-21
  • S66 Uniform Combined State Law Examination
    2024-06-21
Other Names
  • Carli Torres

View on SEC IAPD

Nearby Firms

ISLET MANAGEMENT, LP
P2 CAPITAL PARTNERS, LLC
KINYAN CAPITAL MANAGEMENT LLC

Nearby Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone

Nearby Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY

More in New York, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor