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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-03-17
NY RA APPROVED 2025-03-17
  • NJ RA
    APPROVED
    Since 2025-03-17
  • NY RA
    APPROVED
    Since 2025-03-17

Branch Locations

1585 Broadway, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 07/2024 Present
Morgan Stanley New York NY 06/2023 08/2023
Aig Jersey City NJ 06/2022 08/2022
Yale University New Haven CT 09/2023 05/2024
Yale University New Haven CT 09/2022 05/2023
Yale University New Haven CT 09/2021 05/2022
Yale University New Haven CT 09/2020 08/2021
Montgomery Township School District Skillman NJ 09/2008 06/2020
  • 07/2024 → Present
    New York, NY
  • 06/2023 → 08/2023
    New York, NY
  • 06/2022 → 08/2022
    Aig
    Jersey City, NJ
  • 09/2023 → 05/2024
    Yale University
    New Haven, CT
  • 09/2022 → 05/2023
    Yale University
    New Haven, CT
  • 09/2021 → 05/2022
    Yale University
    New Haven, CT
  • 09/2020 → 08/2021
    Yale University
    New Haven, CT
  • 09/2008 → 06/2020
    Montgomery Township School District
    Skillman, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-15
S63 Uniform Securities Agent State Law Examination 2024-08-05
  • S65 Uniform Investment Adviser Law Examination
    2025-03-15
  • S63 Uniform Securities Agent State Law Examination
    2024-08-05
Other Names
  • Ethan R Liu

View on SEC IAPD

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