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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-28
  • CA RA
    APPROVED
    Since 2025-07-28

Branch Locations

1160 Marsh St, Stes 200 & 300 [Lm*/Le-Rbo], San Luis Obispo, CA 93401 • United States

487 Carmen Dr, Camarillo, CA 93010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Los Angeles CA 04/2023 04/2023
Lionscove Bellevue WA 07/2021 02/2023
Agua Fria Union High School District Avondale AZ 07/2017 06/2021
Kaplan, Inc Phoenix AZ 05/2015 09/2017
Ameriprise Financial Services, Llc. Westlake Village CA 04/2023 07/2025
Wells Fargo Clearing Services, Llc San Luis Obispo CA 07/2025 Present
  • 04/2023 → 04/2023
    Ameriprise Financial Services
    Los Angeles, CA
  • 07/2021 → 02/2023
    Lionscove
    Bellevue, WA
  • 07/2017 → 06/2021
    Agua Fria Union High School District
    Avondale, AZ
  • 05/2015 → 09/2017
    Kaplan, Inc
    Phoenix, AZ
  • 04/2023 → 07/2025
    Westlake Village, CA
  • 07/2025 → Present
    San Luis Obispo, CA
Previous Registrations
Other Businesses

Board of Directors; Boys and Girls Clubs of Greater Oxnard and Port Hueneme Board of Directors; Board Member; 1900 West Fifth Street, , Oxnard, CA, 93030; Not Investment-Related; 07/17/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; | CASA PACIFICA;INV RELATED; CAMARILLO,CA; MENTAL HEALTH SERVICES ;INVESTMENT COMMITTEE MEMBER; START DATE: 09/10/2024; 1 HRS PER MONTH; 1 HRS DURING TRADING; | Kiwanis Thousand Oaks Youth Services Committee; As part of the Youth Services Committee, I will work with the committee chair to find opportunities to impact the youth of Thousand Oaks and the surrounding Ventura County. We determine areas of need, and manage the budget provided by the board of directors to maximize the impact. The 2025 initiative will be focused on finding areas to promote k-8 literacy, but there are also high school career fairs, events for families of children with physical and mental disabilities, local PTA support, etc. This is a community service activity that does not result in any income, and I would not have direct access to funds at any point. ; 299 N Moorpark Rd, , Thousand Oaks, CA, 91360; Not Investment-Related; 01/07/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-01
  • S66 Uniform Combined State Law Examination
    2023-06-01
Other Names
  • Sean Leonard
  • Sean Quinn Leonard

View on SEC IAPD

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