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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-28 |
Branch Locations
1160 Marsh St, Stes 200 & 300 [Lm*/Le-Rbo], San Luis Obispo, CA 93401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services | Los Angeles | CA | 04/2023 | 04/2023 |
| Lionscove | Bellevue | WA | 07/2021 | 02/2023 |
| Agua Fria Union High School District | Avondale | AZ | 07/2017 | 06/2021 |
| Kaplan, Inc | Phoenix | AZ | 05/2015 | 09/2017 |
| Ameriprise Financial Services, Llc. | Westlake Village | CA | 04/2023 | 07/2025 |
| Wells Fargo Clearing Services, Llc | San Luis Obispo | CA | 07/2025 | Present |
Board of Directors; Boys and Girls Clubs of Greater Oxnard and Port Hueneme Board of Directors; Board Member; 1900 West Fifth Street, , Oxnard, CA, 93030; Not Investment-Related; 07/17/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; | CASA PACIFICA;INV RELATED; CAMARILLO,CA; MENTAL HEALTH SERVICES ;INVESTMENT COMMITTEE MEMBER; START DATE: 09/10/2024; 1 HRS PER MONTH; 1 HRS DURING TRADING; | Kiwanis Thousand Oaks Youth Services Committee; As part of the Youth Services Committee, I will work with the committee chair to find opportunities to impact the youth of Thousand Oaks and the surrounding Ventura County. We determine areas of need, and manage the budget provided by the board of directors to maximize the impact. The 2025 initiative will be focused on finding areas to promote k-8 literacy, but there are also high school career fairs, events for families of children with physical and mental disabilities, local PTA support, etc. This is a community service activity that does not result in any income, and I would not have direct access to funds at any point. ; 299 N Moorpark Rd, , Thousand Oaks, CA, 91360; Not Investment-Related; 01/07/2025; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-01 |
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