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Carolyn Jane Herzog

Corvus Wealth Advisors LLC

San Luis Obispo, CA

Templeton, CA

CRD 4159202

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Employer firm

Corvus Wealth Advisors LLC CRD 311261

$1.08B regulatory AUM 11 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Corvus Wealth Advisors Llc

615 S. Main Street Suite A, Templeton, CA 93465 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-01-12
  • CA RA
    APPROVED
    Since 2021-01-12

Branch Locations

1212 Marsh Street Suite 2, San Luis Obispo, CA 93401 • United States

615 S. Main Street Suite A, Templeton, CA 93465 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Financial Planning, Llc San Luis Obispo CA 04/2016 03/2021
Corvus Wealth Advisors Llc Templeton CA 01/2021 Present
  • 04/2016 → 03/2021
    Compass Financial Planning, Llc
    San Luis Obispo, CA
  • 01/2021 → Present
    Corvus Wealth Advisors Llc
    Templeton, CA
Previous Registrations
  • 2016-05-26 → 2021-03-24
    Compass Financial Planning, Llc
    San Luis Obispo, CA
Designations
  • Certified Financial Planner
  • Chartered Financial Analyst
Other Names
  • Carolyn Jane Herzog
  • Carolyn Jane Niner

View on SEC IAPD

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Nearby Investors

JAY MICHAEL DOUGLAS
RALPH MICHAELS SLOCUM
TRINA JACQLEEN CISNEROS

Nearby Offices

COMMONWEALTH FINANCIAL NETWORK · San Luis Obispo, CA
LPL FINANCIAL LLC · SAN LUIS OBISPO, CA
MML INVESTORS SERVICES, LLC · SAN LUIS OBISPO, CA

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