Best Investors Account Sign in
Inactive

Carolyn Jane Herzog

Corvus Wealth Advisors LLC

San Luis Obispo, CA

Templeton, CA

Claim This Profile
Current Employers
Corvus Wealth Advisors Llc

615 S. Main Street Suite A, Templeton, CA 93465 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-01-12
  • CA RA
    APPROVED
    Since 2021-01-12

Branch Locations

1212 Marsh Street Suite 2, San Luis Obispo, CA 93401 • United States

615 S. Main Street Suite A, Templeton, CA 93465 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Financial Planning, Llc San Luis Obispo CA 04/2016 03/2021
Corvus Wealth Advisors Llc Templeton CA 01/2021 Present
  • 04/2016 → 03/2021
    Compass Financial Planning, Llc
    San Luis Obispo, CA
  • 01/2021 → Present
    Corvus Wealth Advisors Llc
    Templeton, CA
Previous Registrations
  • 2016-05-26 → 2021-03-24
    Compass Financial Planning, Llc
    San Luis Obispo, CA
Designations
Other Names
  • Carolyn Jane Herzog
  • Carolyn Jane Niner

View on SEC IAPD

Other Firms

COMMONWEALTH FINANCIAL NETWORK
LPL FINANCIAL LLC
MML INVESTORS SERVICES, LLC
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
PEAK WEALTH ADVISORS, INC.
CREW WEALTH MANAGEMENT
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

JAY MICHAEL DOUGLAS
RALPH MICHAELS SLOCUM
TRINA JACQLEEN CISNEROS
MATT TAPANI KOKKONEN
James Ralph Haack
Joel Martin Dunbar
TODD ALAN THOMAS
Brynne Colleen Speizer

Other Offices

COMMONWEALTH FINANCIAL NETWORK · San Luis Obispo, CA
LPL FINANCIAL LLC · SAN LUIS OBISPO, CA
MML INVESTORS SERVICES, LLC · SAN LUIS OBISPO, CA
EDWARD JONES · SAN LUIS OBISPO, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · San Luis Obispo, CA
PEAK WEALTH ADVISORS, INC. · SAN LUIS OBISPO, CA
CREW WEALTH MANAGEMENT · SAN LUIS OBISPO, CA
LPL FINANCIAL LLC · SAN LUIS OBISPO, CA

More in San Luis Obispo, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor