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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-01-17 |
| NY | RA | APPROVED | 2024-08-20 |
Branch Locations
513 W Third Street, Jamestown, NY 14701 • United States
Jamestown, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allen Fire Equipment | Lakewood | NY | 06/2018 | 03/2023 |
| Suny Fredonia Eh&S | Fredonia | NY | 01/2022 | 03/2023 |
| Moon Brook Country Club | Jamestown | NY | 05/2020 | 04/2024 |
| Falconer Central School | Falconer | NY | 01/2014 | 06/2019 |
| Park Avenue Securities | Jamestown | NY | 04/2024 | Present |
| Guardian Life Insurance Company | Jamestown | NY | 03/2023 | Present |
Name: Moon Brook Country Club Start Date: 05/11/2020 Address: 2879 N Main St. Ext. Jamestown, NY 14701 30 total hours per month 0 during securities trading hours Not Investment related 10-25% annual compensation
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-13 |
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