Lorri P Mabee

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-11-19

NY RA
APPROVED

Since 2021-11-19

Branch Locations

201 West 3Rd Street Suite 200, Jamestown, NY 14701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Jamestown	NY	11/2013	Present

11/2013 → Present

Ubs Financial Services Inc

Jamestown, NY

Other Businesses

1) Koinonia Christian Fellowship/ investment related?: no / 1427 Warren Jamestown Blvd, NY, 14701/ Charity/ Officer/ Secretarial functions - filing, preparing monthly newsletter, correspondence, cleaning & volunteer to help with tasks around the church on as needed basis/ start date: 4/1/2021

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-02-23

S66 Uniform Combined State Law Examination

2015-02-23

Other Names

Lorri Mabee

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

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