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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
TX RA APPROVED 2009-01-23
  • NY RA
    APPROVED
    Since 2021-10-26
  • TX RA
    APPROVED
    Since 2009-01-23

Branch Locations

201 West 3Rd Street Suite 200, Jamestown, NY 14701 • United States

201 West 3Rd Street, Jamestown, NY 14701 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Erie PA 01/2009 Present
Previous Registrations
Other Businesses

1)NAME OF OTHER BUSINESS:Ralph C. Sheldon Foundation / INVESTMENT RELATED?:N / ADDRESS: 217 North Main Street, Ny / NATURE OF THE BUSINESS: Foundation /POSITION: Member of Board of directors / DUTIES: Member of Board of directors overseeing allocations of donations in the community. Treasurer and Chair of Investment Committee/ START DATE: 1/5/2023/ HOURS DEVOTED TO BUSINESS:NA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-04-10
  • S66 Uniform Combined State Law Examination
    2000-04-10

View on SEC IAPD

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