Marian Ying Chen

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-03-19
NJ	RA	APPROVED	2024-09-11

NY RA
APPROVED

Since 2026-03-19
NJ RA
APPROVED

Since 2024-09-11

Branch Locations

1285 Avenue Of The Americas 20Th Floor, New York, NY 10019 • United States

Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Securities Llc	Weehawken	NJ	06/2023	08/2023
Deloitte	Tel-Aviv		06/2022	08/2022
Devere Group	Shanghai		12/2021	04/2022
Ubs Securities Llc	Weehawken	NJ	08/2024	Present
William H. Hall High School	West Hartford	CT	09/2016	05/2020
Nyu Shanghai	Shanghai		08/2020	05/2024

06/2023 → 08/2023

Ubs Securities Llc

Weehawken, NJ
06/2022 → 08/2022

Deloitte

Tel-Aviv
12/2021 → 04/2022

Devere Group

Shanghai
08/2024 → Present

Ubs Securities Llc

Weehawken, NJ
09/2016 → 05/2020

William H. Hall High School

West Hartford, CT
08/2020 → 05/2024

Nyu Shanghai

Shanghai

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-08-06

S66 Uniform Combined State Law Examination

2024-08-06

View on SEC IAPD

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