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Brandon Fraser Williams

Fca Corp

Houston, TX

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Current Employers
Fca Corp

791 Town & Country Blvd. Suite 250, Houston, TX 77024-3925 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-03
  • TX RA
    APPROVED
    Since 2023-05-03

Branch Locations

791 Town & Country Blvd. Suite 250, Houston, TX 77024-3925 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fca Corp Houston TX 11/2022 Present
Griffith & Associates Financial & Estate Planning Services Calgary 10/2020 05/2022
Cibc Bank Canada Calgary 09/2017 02/2020
Hsbc Bank Canada Calgary 01/2014 09/2017
Moving / Unemployed Houston TX 06/2022 10/2022
Unemployed Calgary 03/2020 09/2020
  • 11/2022 → Present
    Fca Corp
    Houston, TX
  • 10/2020 → 05/2022
    Griffith & Associates Financial & Estate Planning Services
    Calgary
  • 09/2017 → 02/2020
    Cibc Bank Canada
    Calgary
  • 01/2014 → 09/2017
    Hsbc Bank Canada
    Calgary
  • 06/2022 → 10/2022
    Moving / Unemployed
    Houston, TX
  • 03/2020 → 09/2020
    Unemployed
    Calgary
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-02
  • S65 Uniform Investment Adviser Law Examination
    2023-05-02

View on SEC IAPD

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