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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-11-05
TX RA APPROVED 2025-11-05
  • NY RA
    APPROVED
    Since 2025-11-05
  • TX RA
    APPROVED
    Since 2025-11-05

Branch Locations

270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Dallas TX 05/2023 03/2024
@Properties - Christies International Real Estate Dallas TX 09/2024 Present
Quent Capital New York NY 01/2025 09/2025
University Of Texas At Austin Austin TX 08/2020 05/2024
Jpmorgan Chase Bank, N.A. New York NY 10/2025 Present
J.P. Morgan Securities Llc New York NY 10/2025 Present
Mooty Entertainment, Llc New York NY 11/2018 Present
Unemployed Dallas TX 10/2015 10/2018
  • 05/2023 → 03/2024
    Morgan Stanley
    Dallas, TX
  • 09/2024 → Present
    @Properties - Christies International Real Estate
    Dallas, TX
  • 01/2025 → 09/2025
    Quent Capital
    New York, NY
  • 08/2020 → 05/2024
    University Of Texas At Austin
    Austin, TX
  • 10/2025 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 10/2025 → Present
    New York, NY
  • 11/2018 → Present
    Mooty Entertainment, Llc
    New York, NY
  • 10/2015 → 10/2018
    Unemployed
    Dallas, TX
Previous Registrations
Other Businesses

Entity Name: Mooty Entertainment, LLC Investment related: No Address: spotify/apple music under my own name: Val Mooty Nature of the other business: Entertainment Position/Title/Relationship: Owner/Partner Start Date: 11/22/2018 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I created an LLC with my father to run my music business through since 2018. I perform at small venues for pay and I receive a modest amount of pay for streams that I get on my music from TuneCore.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-26
S65 Uniform Investment Adviser Law Examination 2025-08-25
  • S66 Uniform Combined State Law Examination
    2025-11-26
  • S65 Uniform Investment Adviser Law Examination
    2025-08-25
Other Names
  • Val Watson Mooty
  • Val W Mooty

View on SEC IAPD

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