Shari N Stone

Fifth Third Securities, Inc.

Claim This Profile

Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2023-07-14

OH RA
APPROVED

Since 2023-07-14

Branch Locations

310 West National Road, Englewood, OH 45322 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fifth Third Bank	Englewood	OH	01/2016	Present
Fifth Third Securities	Englewood	OH	02/2023	Present

01/2016 → Present

Fifth Third Bank

Englewood, OH
02/2023 → Present

Fifth Third Securities

Englewood, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-07-13
S63	Uniform Securities Agent State Law Examination	2023-06-02

S65 Uniform Investment Adviser Law Examination

2023-07-13
S63 Uniform Securities Agent State Law Examination

2023-06-02

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC

LPL FINANCIAL LLC

SPIRE WEALTH MANAGEMENT, LLC

GUDORF FINANCIAL GROUP, LLC

ALLSTATE FINANCIAL ADVISORS, LLC

J.P. MORGAN SECURITIES LLC

STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

Jeffery William Boland

JAMES EDWARD STEFANOFF

GARY ANTHONY KOZEE

DAVID JOHN LEVORCHICK

DANIEL M. GUDORF

Allison Marie Szkody

Other Offices

EDWARD JONES · ENGLEWOOD, OH

AMERIPRISE FINANCIAL SERVICES, LLC · DAYTON, OH

LPL FINANCIAL LLC · BROOKVILLE, OH

SPIRE WEALTH MANAGEMENT, LLC · Brookville, OH

GUDORF FINANCIAL GROUP, LLC · DAYTON, OH

FIFTH THIRD SECURITIES, INC. · TROTWOOD, OH

EDWARD JONES · DAYTON, OH

AMERIPRISE FINANCIAL SERVICES, LLC · West Milton, OH

More in Englewood, OH

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor