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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2011-09-26 |
Branch Locations
8801 N Main Street Ste 101, Dayton, OH 45415 • United States
Dayton, OH • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Centerville | OH | 09/2011 | 03/2020 |
| Ameriprise Financial Services, Llc | Dayton | OH | 03/2020 | Present |
Business Ownership; JES & Co., LLC; ; Creating LLC for the sole purpose of managing my Amerprise practice; 687 Rustic Oak dr, Dayton oh 45415, ,; Not Investment-Related; 02/15/2012; 60 hours per month; 60 during trading hours. Outside Employment; usps; rca - Part time, primarily saturdays doing rural carrier activities for physical fitness purposes; ; 520 N. Hyatt St, , Tipp City, OH, 45371; Not Investment-Related; 02/26/2023; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-04 |
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