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Karl N Borgersen

Transamerica Financial Advisors, LLC

Dayton, OH

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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2012-01-06
  • OH RA
    APPROVED
    Since 2012-01-06

Branch Locations

6490 Centerville Business Parkway, Dayton, OH 45459 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
World Financial Group Dayton OH 06/2001 Present
Nucare Pharmaceuticals Orange CA 04/2003 08/2020
Digital Simplistics Lenexa KS 12/2005 08/2020
Transamerica Financial Advisors, Inc Dayton OH 01/2012 Present
Awesome Insurance Lehi UT 10/2015 08/2020
Awesome Benefit Advisors Sandy UT 05/2016 08/2020
  • 06/2001 → Present
    World Financial Group
    Dayton, OH
  • 04/2003 → 08/2020
    Nucare Pharmaceuticals
    Orange, CA
  • 12/2005 → 08/2020
    Digital Simplistics
    Lenexa, KS
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    Dayton, OH
  • 10/2015 → 08/2020
    Awesome Insurance
    Lehi, UT
  • 05/2016 → 08/2020
    Awesome Benefit Advisors
    Sandy, UT
Previous Registrations
  • 2009-08-10 → 2012-01-06
    Investment Advisors International, Inc.
    Dayton, OH
    Whitehouse, OH
    Dayton, OH
Other Businesses

"Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc."

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-12-09
S63 Uniform Securities Agent State Law Examination 1999-07-28
  • S65 Uniform Investment Adviser Law Examination
    2008-12-09
  • S63 Uniform Securities Agent State Law Examination
    1999-07-28
Other Names
  • Karl Borgersen

View on SEC IAPD

Other Firms

ONESEVEN
OSAIC WEALTH, INC.
LPL FINANCIAL LLC
IME FINANCIAL, LLC
CETERA INVESTMENT ADVISERS LLC
HARBOUR INVESTMENTS, INC.
FIDUCIARY WEALTH GROUP, LLC
WAVERLY ADVISORS, LLC

Other Investors

JEFFREY ROBERT HUBER
MICHAEL JOSEPH MARTENS
JONATHAN MICHAEL RICHARD
BEN HOWARD FELDMEYER
Austin Phillip Barnard
DAVID ROBERT HOLTZ
PHILIP VINCENT GALLAGHER
CHARLIE DAVID POOL

Other Offices

ONESEVEN · DAYTON, OH
OSAIC WEALTH, INC. · CENTERVILLE, OH
LPL FINANCIAL LLC · CENTERVILLE, OH
IME FINANCIAL, LLC · KETTERING, OH
CETERA INVESTMENT ADVISERS LLC · Kettering, OH
HARBOUR INVESTMENTS, INC. · KETTERING, OH
OSAIC WEALTH, INC. · CENTERVILLE, OH
FIDUCIARY WEALTH GROUP, LLC · CENTERVILLE, OH

More in Dayton, OH

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