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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors | Auburn Hills | MI | 02/2003 | 01/2023 |
| Lpl Financial Llc | Dayton | OH | 05/2026 | Present |
| Transamerica Financial Advisors, Inc | Dayton | OH | 03/2023 | 05/2026 |
| Agia | Houston | TX | 12/2022 | 01/2023 |
| Valic Financial Advisors | Columbus | OH | 02/2003 | 01/2023 |
| Jonathan M. Richard, Attorney At Law | Dayton | OH | 09/2000 | Present |
| Shelby County Ohio | Sidney | OH | 02/2011 | Present |
| Wfgia | Duluth | GA | 03/2023 | 05/2026 |
| Richard Investment Professionals, Ltd | Dayton | OH | 12/2023 | Present |
| Transamerica Agency Network | Dayton | OH | 03/2023 | 05/2026 |
| Mercy Mission House | Sidney | OH | 07/2024 | Present |
1.05/2026 – Jonathan M. Richard Co., LPA – Attorney/Legal Services – Inv Related – 10 Hour(s)/Month – 10 Hour(s) During Trading – Dayton, OH – OBA Start Date: 11/13/1997 2. 05/2026 – Shelby County Public Defender's Office– Outside/W-2 Employment – Not Inv Related – 20 Hour(s)/Month – 10 Hour(s) During Trading – Sidney, OH – OBA Start Date: 11/07/2011 3. 05/2026 – Richard Investment Professionals, LTD– Business Entity For Tax/Investment Purposes Only – Inv Related – 1 Hour(s)/Month – 0 Hour(s) During Trading – Dayton, OH - OBA Start Date: 12/07/2023 4.05/2026 – Front Line Investment Advisors – DBA for LPL Business (entity for LPL business)– Inv Related – 160 Hour(s)/Month – 130 Hour(s) During Trading – At Reported Business Location(s) – OBA Start Date: 5/29/2026 5. 07/20/2026 - 15 Wealth Partners/15 Wealth Advisors/15 Wealth - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/29/2026 - 20 hours per month/ during trading 6. 07/20/2026 - Advantage Insurance Network (AIN), Back9, Capitas, Signal Advisors, Grade Point Insurance DBA - 15 Insurance Group - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 05/29/2026 - 20 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-02-14 |
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