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Sean E Grillot

Fifth Third Securities, Inc.

Englewood, OH

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2018-01-18
  • OH RA
    APPROVED
    Since 2018-01-18

Branch Locations

310 West National Road, Englewood, OH 45322 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Dayton OH 02/2011 07/2017
Morgan Stanley Beavercreek OH 07/2017 12/2017
Fifth Third Bank Englewood OH 01/2018 Present
Fifth Third Securities Englewood OH 01/2018 Present
  • 02/2011 → 07/2017
    Fifth Third Securities
    Dayton, OH
  • 07/2017 → 12/2017
    Morgan Stanley
    Beavercreek, OH
  • 01/2018 → Present
    Fifth Third Bank
    Englewood, OH
  • 01/2018 → Present
    Fifth Third Securities
    Englewood, OH
Previous Registrations
  • 2017-08-16 → 2017-12-20
    Morgan Stanley
    Beavercreek, OH
  • 2011-02-08 → 2017-07-10
    Fifth Third Securities, Inc.
    Trotwood, OH
    Dayton, OH
    Dayton, OH
    Englewood, OH
    Eaton, OH
    Brookville, OH
    Trotwood, OH
    Sidney, OH
    Sidney, OH
    Huber Heights, OH
    Huber Heights, OH
    Englewood, OH
    West Milton, OH
  • 2010-02-08 → 2011-01-31
    Pnc Wealth Management Llc
    Troy, OH
    Huber Heights, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-06-04
S63 Uniform Securities Agent State Law Examination 2005-07-28
  • S65 Uniform Investment Adviser Law Examination
    2010-06-04
  • S63 Uniform Securities Agent State Law Examination
    2005-07-28
Other Names
  • Sean Edward Grillot

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

Jeffery William Boland
Shari N Stone
JAMES EDWARD STEFANOFF
GARY ANTHONY KOZEE
DAVID JOHN LEVORCHICK
DANIEL M. GUDORF
Allison Marie Szkody
ANDREW JONES

Other Offices

EDWARD JONES · ENGLEWOOD, OH
AMERIPRISE FINANCIAL SERVICES, LLC · DAYTON, OH
LPL FINANCIAL LLC · BROOKVILLE, OH
SPIRE WEALTH MANAGEMENT, LLC · Brookville, OH
GUDORF FINANCIAL GROUP, LLC · DAYTON, OH
FIFTH THIRD SECURITIES, INC. · TROTWOOD, OH
EDWARD JONES · DAYTON, OH
AMERIPRISE FINANCIAL SERVICES, LLC · West Milton, OH

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