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Polly Flores

Ameriprise Financial Services, LLC

Las Vegas, NV

Las Vegas, NV

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-21
NV RA APPROVED 2024-04-12
  • TX RA
    APPROVED_RES
    Since 2026-07-21
  • NV RA
    APPROVED
    Since 2024-04-12

Branch Locations

3883 Howard Hughes Pkwy Ste 300, Las Vegas, NV 89169-0968 • United States

Las Vegas, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Las Vegas NV 01/2022 03/2023
Ameriprise Financial Services, Llc Las Vegas NV 03/2023 04/2024
University Of Nevada Las Vegas Las Vegas NV 01/2016 12/2022
Ameriprise Financial Services, Llc Las Vegas NV 04/2024 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-05
  • S66 Uniform Combined State Law Examination
    2024-04-05
Other Names
  • Diana Flores
  • Diana Flores

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
BETTER CAPITAL MANAGEMENT LLC · LAS VEGAS, NV
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