William Delon Dowdy

Employer firm

Provision Wealth Management, Inc CRD 287500

$97.6M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1999 → 03/2017
  The Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 07/1999 → 03/2017
  Northwestern Mutual Investment Services, Llc
  Chaple Hill, NC
• 06/2010 → 03/2017
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 03/2013 → 03/2017
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 03/2017 → Present
  Provision Wealth Management, Inc
  Raleigh, NC

Previous Registrations

• 2006-02-13 → 2016-09-14
  Northwestern Mutual Investment Services, Llc
  Chaple Hill, NC
  Durham, NC

Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH PROVISION WEALTH MANAGEMENT FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY, DISABILITY AND/OR LONG-TERM CARE INSURANCE PRODUCTS.

Exams

• S66 Uniform Combined State Law Examination
  2006-01-26
• S63 Uniform Securities Agent State Law Examination
  1999-08-31

Designations

• Certified Financial Planner
• Chartered Financial Consultant