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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-10 |
| GA | RA | APPROVED | 2026-01-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Acworth | GA | 02/2023 | 09/2025 |
| Wells Fargo Bank, Na | Acworth | GA | 08/2021 | 09/2025 |
| Td Bank | Lake Worth | FL | 10/2018 | 07/2021 |
| Bravo Supermarket | Lake Worth | FL | 04/2017 | 09/2018 |
| Scotiabank | Carrefour | 05/2016 | 04/2017 | |
| Universidad Psicologia Industrial Dominicana | Santo Domingo | 01/2012 | 09/2016 | |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Marietta | GA | 09/2025 | Present |
| Bank Of America, N.A. | Marietta | GA | 12/2025 | Present |
I*: 2948269Entity Type: For ProfitName: The Francoeurs Estate LLCNot Investment RelatedAddress: Greenacres, FloridaTitle, or relationship: General Partner/Managing MemberStart date: 21-Jun-2022Approximate number of hours: 0 Number of hours during securities trading hours: 0Briefly describe your duties: It is an LLC for our rental property for tenants to pay rent. I*: 2948271Entity Type: Rental propertyName: Rental Property 2Not Investment RelatedAddress: Lake Placid, FloridaTitle, or relationship: Co-owner with other family membersStart date:18-Dec-2024Approximate number of hours: 0 Number of hours you devote during securities trading hours:0Briefly describe your duties: Co-owner with other family members I*4782283, Entity Type: Entity For Profit, Name of OBA: Tikki Boat, Address: Acworth, Georgia, 30101, Investment Related: N, Position, Title, Association: ["General Partner/Managing Member"], Employee Start Date: 11/02/2026, No Hours: 2 Weekly, No Hours during Trading: 0 Weekly, Duties: manage income, expenses and booking. We live close to the Acworth Lake, in the summer there is not a lot to do in the lake if you don't own a boat. My husband and I saw a need to bring more activities for Acworth residents and non residents to rent a boat to enjoy the lake more.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 2023-08-05 |
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