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1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-02-18 |
| NJ | RA | APPROVED | 2026-02-10 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linde, Hansen & Co., Llc | Florham Park | NJ | 05/2012 | 09/2019 |
| Northern Lights Distributors, Llc | Omaha | NE | 07/2012 | 09/2019 |
| Ironhorse Capital Llc | Nashville | TN | 05/2018 | 09/2019 |
| Alt Fund Distributors Llc | New York | NY | 09/2019 | 06/2020 |
| City Different Holdings Lp | Santa Fe | NM | 02/2021 | 08/2022 |
| Covaxdata | Tucson | AZ | 08/2020 | 01/2021 |
| Neuberger Berman | New York | NY | 02/2026 | Present |
| Lord Abbett | Jersey City | NJ | 08/2022 | 02/2026 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-08-12 |
| S65 | Uniform Investment Adviser Law Examination | 2021-03-17 |
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