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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-02 |
| SC | RA | APPROVED | 2024-09-12 |
Branch Locations
174 Meeting Street Ste 400, Charleston, SC 29401 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| South Carolina State Fiscal Accountability Authority | Columbia | SC | 03/2016 | 03/2023 |
| Stifel | Columbia | SC | 03/2023 | Present |
1. Butler Oaks LLC; 174 Meeting St, Charleston, SC 29401; Holds various assets including real estate; limited partner; family-owned LLC; 07/19/2002; 0 hrs per day; not during securities trading hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-30 |
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