Inactive

Sean Roth

Symphony Financial, Ltd. Co.

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Current Employers

Symphony Financial, Ltd. Co.

4295 San Felipe Suite 300, Houston, TX 77027 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-03-07

TX RA
APPROVED_RES

Since 2023-03-07

Branch Locations

4295 San Felipe Suite 300, Houston, TX 77027 • United States

17725 John F Kennedy Blvd. 2Nd Floor, Houston, TX 77032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
United Airlines	Houston	TX	12/2005	Present
Aviation Retirement Strategies	Houston	TX	03/2023	Present
Symphony Financial, Ltd. Co.	Houston	TX	03/2023	Present

12/2005 → Present

United Airlines

Houston, TX
03/2023 → Present

Aviation Retirement Strategies

Houston, TX
03/2023 → Present

Symphony Financial, Ltd. Co.

Houston, TX

View on SEC IAPD

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