Mark Anthony Triscik

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 11/2016
  Wells Fargo Advisors Llc
  Naperville, IL
• 11/2016 → 07/2020
  Wells Fargo Clearing Services, Llc
  Naperville, IL
• 07/2020 → Present
  Raymond James & Associates, Inc
  Naperville, IL

Previous Registrations

• 2015-01-28 → 2020-07-23
  Wells Fargo Clearing Services, Llc
  Naperville, IL
• 2008-12-12 → 2015-02-06
  Ubs Financial Services Inc.
  Naperville, IL
• 2005-03-04 → 2008-12-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Naperville, IL
  Lisle, IL
• 2001-10-19 → 2005-03-08
  Lasalle Financial Services, Inc.
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  1999-05-19

Other Names

• Mark A Triscik