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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-01
  • TX RA
    APPROVED
    Since 2023-08-01

Branch Locations

4601 Buffalo Gap Rd Ste A1, Abilene, TX 79606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Abilene TX 03/2023 Present
Graymark Insurance Fort Worth TX 06/2022 03/2023
Carroll Isd Southlake TX 08/2018 06/2022
Mississippi State University Starkville MS 08/2014 05/2018
Chisum Sports And Hospitality Plano TX 06/2018 08/2018
Raymond James Financial Services Advisors, Inc Abilene TX 08/2023 Present
  • 03/2023 → Present
    Raymond James Financial Services, Inc.
    Abilene, TX
  • 06/2022 → 03/2023
    Graymark Insurance
    Fort Worth, TX
  • 08/2018 → 06/2022
    Carroll Isd
    Southlake, TX
  • 08/2014 → 05/2018
    Mississippi State University
    Starkville, MS
  • 06/2018 → 08/2018
    Chisum Sports And Hospitality
    Plano, TX
  • 08/2023 → Present
    Abilene, TX
Other Businesses

(1)Name of Business: Big Country Asset Management Address: 4601 Buffalo Gap Rd Ste A1, Abilene, TX, 79606-3361, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/01/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-25
  • S66 Uniform Combined State Law Examination
    2023-07-25

View on SEC IAPD

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