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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-04-07 |
Branch Locations
3444 North 1St Street Suite 504, Abilene, TX 79603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Abilene | TX | 07/1999 | 04/2017 |
| Raymond James Financial Services, Inc. | Abilene | TX | 04/2017 | Present |
| The First National Bank Of Ballinger | Abilene | TX | 03/2017 | Present |
| Raymond James Financial Services Advisors Inc. | Abilene | TX | 04/2017 | Present |
(1)Name of Business: Address: 4602 Catclaw Drive, Abilene, TX, 79606, United States Activity Type: Tax Preparation Position/Title: Other Investment Related: No Start Date: 04/10/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: prepare simple individual income tax returns (2)Name of Business: Richard Dansby Address: 4602 Catclaw Drive, Abilene, TX, 79606, United States Activity Type: Personal/Private Investment Position/Title: Investment Related: Yes Start Date: 03/30/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (3)Name of Business: The First National Bank of Ballinger Address: 3444 N 1st St Ste 504, Abilene, TX, 79603, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 03/31/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Manage investment and related accounts for clients
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-27 |
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