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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-04-07
  • TX RA
    APPROVED
    Since 2017-04-07

Branch Locations

3444 North 1St Street Suite 504, Abilene, TX 79603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Abilene TX 07/1999 04/2017
Raymond James Financial Services, Inc. Abilene TX 04/2017 Present
The First National Bank Of Ballinger Abilene TX 03/2017 Present
Raymond James Financial Services Advisors Inc. Abilene TX 04/2017 Present
Previous Registrations
Other Businesses

(1)Name of Business: Address: 4602 Catclaw Drive, Abilene, TX, 79606, United States Activity Type: Tax Preparation Position/Title: Other Investment Related: No Start Date: 04/10/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: prepare simple individual income tax returns (2)Name of Business: Richard Dansby Address: 4602 Catclaw Drive, Abilene, TX, 79606, United States Activity Type: Personal/Private Investment Position/Title: Investment Related: Yes Start Date: 03/30/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (3)Name of Business: The First National Bank of Ballinger Address: 3444 N 1st St Ste 504, Abilene, TX, 79603, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 03/31/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Manage investment and related accounts for clients

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-01
S63 Uniform Securities Agent State Law Examination 1999-09-27
  • S65 Uniform Investment Adviser Law Examination
    1999-10-01
  • S63 Uniform Securities Agent State Law Examination
    1999-09-27
Designations
Other Names
  • Dick Dansby
  • Dick Dansby

View on SEC IAPD

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