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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-10-08
  • TX RA
    APPROVED
    Since 2012-10-08

Branch Locations

3444 N. 1St Street Suite 504, Abilene, TX 79603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Abilene TX 10/2012 Present
Raymond James Financial Services Advisors Inc. Abilene TX 10/2012 Present
The First National Bank Of Ballinger Ballinger TX 10/2012 Present
Mesquite Country Skid Steer Services Abilene TX 07/2019 Present
  • 10/2012 → Present
    Raymond James Financial Services
    Abilene, TX
  • 10/2012 → Present
    Abilene, TX
  • 10/2012 → Present
    The First National Bank Of Ballinger
    Ballinger, TX
  • 07/2019 → Present
    Mesquite Country Skid Steer Services
    Abilene, TX
Previous Registrations
  • 2009-06-01 → 2012-10-24
    Abilene, TX
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Abilene, TX
  • 2005-11-11 → 2007-04-02
    Morgan Stanley Dw Inc.
    Abilene, TX
  • 1998-01-02 → 2005-11-18
    Abilene, TX
Other Businesses

(1)Name of Business: Mesquite Country Skid Steer Services Address: 857 Meander St, Abilene, TX, 79602, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 07/05/2019 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner and sole operator

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-12-19
S63 Uniform Securities Agent State Law Examination 1994-06-24
  • S65 Uniform Investment Adviser Law Examination
    1996-12-19
  • S63 Uniform Securities Agent State Law Examination
    1994-06-24

View on SEC IAPD

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