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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2025-07-09 |
Branch Locations
200 Crossings Blvd Suite 200, Warwick, RI 02886 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Warwick | RI | 02/2023 | 07/2023 |
| Dig In Dining Restaurant Group | Cranston | RI | 07/2019 | 11/2022 |
| Unemployed | East Greenwich | RI | 11/2022 | 02/2023 |
| The Ocean House | Watch Hill | RI | 09/2018 | 06/2019 |
| Unemployed | East Greenwich | RI | 08/2018 | 09/2018 |
| Union Square Donuts | Somerville | MA | 03/2017 | 07/2018 |
| Nordstrom's | Providence | RI | 03/2009 | 03/2017 |
| Pruco Securities Llc | Warwick | RI | 10/2023 | 11/2024 |
| The Prudential Insurance Company Of America | Warwick | RI | 11/2023 | 06/2025 |
| Lpl Enterprise, Llc | Warwick | RI | 11/2024 | 06/2025 |
| Mml Investors Services, Llc | Warwick | RI | 07/2025 | Present |
| Massmutual Life Insurance Company | Warwick | RI | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 2023-09-08 |
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