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Marcus Allen Lane

Stifel, Nicolaus & Company, Incorporated

San Luis Obispo, CA

CRD 7705807

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-27
TX RA APPROVED 2025-10-27
  • CA RA
    APPROVED
    Since 2025-10-27
  • TX RA
    APPROVED
    Since 2025-10-27

Branch Locations

4460 Broad Street Suite 210, San Luis Obispo, CA 93401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel San Luis Obispo CA 02/2023 Present
Left Coast T-Shirt Company San Luis Obispo CA 02/2022 12/2022
Unemployed Evanston IL 05/2021 12/2021
Michigan State University East Lansing MI 09/2017 04/2021
City Of Evanston - Ecology Center Evanston IL 06/2017 08/2017
Evanston Township High School Evanston IL 08/2013 06/2017
  • 02/2023 → Present
    Stifel
    San Luis Obispo, CA
  • 02/2022 → 12/2022
    Left Coast T-Shirt Company
    San Luis Obispo, CA
  • 05/2021 → 12/2021
    Unemployed
    Evanston, IL
  • 09/2017 → 04/2021
    Michigan State University
    East Lansing, MI
  • 06/2017 → 08/2017
    City Of Evanston - Ecology Center
    Evanston, IL
  • 08/2013 → 06/2017
    Evanston Township High School
    Evanston, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-24
  • S66 Uniform Combined State Law Examination
    2025-10-24
Other Names
  • Marcus Lane

View on SEC IAPD

Nearby Firms

COMMONWEALTH FINANCIAL NETWORK
LPL FINANCIAL LLC
MML INVESTORS SERVICES, LLC

Nearby Investors

JAY MICHAEL DOUGLAS
RALPH MICHAELS SLOCUM
TRINA JACQLEEN CISNEROS

Nearby Offices

COMMONWEALTH FINANCIAL NETWORK · San Luis Obispo, CA
LPL FINANCIAL LLC · SAN LUIS OBISPO, CA
MML INVESTORS SERVICES, LLC · SAN LUIS OBISPO, CA

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