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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-07-05 |
Branch Locations
50 International Dr S, Flanders, NJ 07836 • United States
51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States
70 Flanders Bartley Rd, Flanders, NJ 07836 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Flanders | NJ | 02/2023 | Present |
| Wells Fargo Clearing Services, Llc | Flanders | NJ | 02/2023 | Present |
| Pnc Bank | Mount Pocono | PA | 09/2021 | 02/2023 |
| Wells Fargo Bank, Na | Brodheadsville | PA | 10/2014 | 08/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 2023-05-10 |
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