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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-07-05
  • NJ RA
    APPROVED
    Since 2024-07-05

Branch Locations

50 International Dr S, Flanders, NJ 07836 • United States

51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States

70 Flanders Bartley Rd, Flanders, NJ 07836 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Flanders NJ 02/2023 Present
Wells Fargo Clearing Services, Llc Flanders NJ 02/2023 Present
Pnc Bank Mount Pocono PA 09/2021 02/2023
Wells Fargo Bank, Na Brodheadsville PA 10/2014 08/2021
  • 02/2023 → Present
    Wells Fargo Bank, Na
    Flanders, NJ
  • 02/2023 → Present
    Flanders, NJ
  • 09/2021 → 02/2023
    Pnc Bank
    Mount Pocono, PA
  • 10/2014 → 08/2021
    Wells Fargo Bank, Na
    Brodheadsville, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-03
S63 Uniform Securities Agent State Law Examination 2023-05-10
  • S66 Uniform Combined State Law Examination
    2024-07-03
  • S63 Uniform Securities Agent State Law Examination
    2023-05-10
Other Names
  • Tharaka M Ramdeo

View on SEC IAPD

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