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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-11-14 |
Branch Locations
11 Sunflower Avenue Suite 2000, Paramus, NJ 07652 • United States
1396 State Highway 46 Box 448, Ledgewood, NJ 07852 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Ledgewood | NJ | 08/1981 | Present |
| Pruco Securities, Llc. | Ledgewood | NJ | 08/1981 | 11/2024 |
| Lpl Enterprise, Llc | Ledgewood | NJ | 11/2024 | Present |
1) 07/09/2025- James Truman- Property and Casualty- P&C outbrokerage- inv. related- at Ledgewood, NJ- start date 07/01/1982- 1hr/mnth-0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 1984-06-21 |
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