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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-09-18
NJ RA APPROVED 2010-10-21
PA RA APPROVED 2005-07-28
  • TX RA
    APPROVED_RES
    Since 2017-09-18
  • NJ RA
    APPROVED
    Since 2010-10-21
  • PA RA
    APPROVED
    Since 2005-07-28

Branch Locations

50 International Dr S, Flanders, NJ 07836 • United States

70 Flanders Bartley Rd, Flanders, NJ 07836 • United States

51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Flanders NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Flanders NJ 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-07-19
S63 Uniform Securities Agent State Law Examination 1996-03-12
  • S65 Uniform Investment Adviser Law Examination
    2005-07-19
  • S63 Uniform Securities Agent State Law Examination
    1996-03-12
Other Names
  • Frank Yany

View on SEC IAPD

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