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Christopher Dwayne Wooldridge

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Houston, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-17
  • TX RA
    APPROVED
    Since 2025-06-17

Branch Locations

2800 Post Oak Blvd, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
W&S Brokerage Cincinnati OH 05/2023 Present
Western & Southern Life Houston TX 02/2023 05/2023
Chris Properties Houston TX 12/2021 01/2023
Remax Houston TX 06/2017 12/2021
Hardie's Fresh Foods Houston TX 10/2016 05/2017
Bakemark Houston TX 11/2012 10/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 05/2025 Present
Bank Of America, N.A. Houston TX 06/2025 Present
  • 05/2023 → Present
    W&S Brokerage
    Cincinnati, OH
  • 02/2023 → 05/2023
    Western & Southern Life
    Houston, TX
  • 12/2021 → 01/2023
    Chris Properties
    Houston, TX
  • 06/2017 → 12/2021
    Remax
    Houston, TX
  • 10/2016 → 05/2017
    Hardie's Fresh Foods
    Houston, TX
  • 11/2012 → 10/2016
    Bakemark
    Houston, TX
  • 05/2025 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Houston, TX
  • 06/2025 → Present
    Bank Of America, N.A.
    Houston, TX
Previous Registrations
Other Businesses

Western & Southern Life- No- Houston TX-Full Time sales Agent

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-21
  • S66 Uniform Combined State Law Examination
    2023-08-21

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

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