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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-12-03 |
| TX | RA | APPROVED | 2024-01-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 02/2023 | Present |
| Fp1 Strategies | Arlington | VA | 06/2020 | 02/2023 |
| Fp1 Strategies | Arlington | VA | 06/2019 | 08/2019 |
| Martin Horn, Inc. | Charlottesville | VA | 01/2019 | 02/2019 |
| Ciee, Rome | Rome | 08/2018 | 12/2018 | |
| Fp1 Strategies | Washington | DC | 06/2018 | 08/2018 |
| Wofford College | Spartanburg | SC | 09/2016 | 05/2020 |
| David S Randle Esq | Stanardsville | VA | 08/2014 | 08/2017 |
| Klh Designs | Charlottesville | VA | 05/2016 | 08/2017 |
| Wofford College Football | Spartanburg | VA | 05/2017 | 10/2017 |
| Fp1 Strategies | Washington | DC | 01/2018 | 01/2018 |
Name of the other businessMerrill Edge Brokerage Account Whether the business is investment-relatedBrokerage Account Address of the other business4620 Mechums River Road, Charlottesville, VA 22901 Nature of the other businessBrokerage Account Your positionOwner Title, or relationship with the other businessOwner of Brokerage Account Start date of your relationship07/2018 (Charles Schwabb) 03/2023 (Transferred to Edge) Approximate number of hours/month you devote to the other business30 minutes MAYBE Number of hours you devote/month to the other business during securities trading hours5 minutes MAYBE Briefly describe your duties relating to the other businessOwn a personal brokerage account
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-01-05 |
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