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Jay Michael Oldham

Raymond James & Associates, Inc.

Pasadena, CA

Twin Oaks, CA

CRD 3190285

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-08-06
  • CA RA
    APPROVED
    Since 2013-08-06

Branch Locations

301 North Lake Avenue Suite 1150, Pasadena, CA 91101 • United States

Twin Oaks, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Pasadena CA 08/2013 Present
Previous Registrations
  • 2008-01-17 → 2013-08-05
    Crowell, Weedon & Co.
    Pasadena, CA
    Pasadena, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-20
S63 Uniform Securities Agent State Law Examination 1999-07-25
  • S66 Uniform Combined State Law Examination
    2007-08-20
  • S63 Uniform Securities Agent State Law Examination
    1999-07-25

View on SEC IAPD

Nearby Firms

CMR CAPITAL MANAGEMENT, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STRATEGY ASSET MANAGERS L.L.C.

Nearby Investors

CHRISTOPHER LEU
JAY EDWIN LOMETILLO
Salvador Rodriguez

Nearby Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA

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